Youshmita Yanesha Yoshina Mulliah

• Maintenance of client information in systems including bank statements, transactions, valuations.
• Managed onboarding of new client cases and processing of transfer-in portfolios, ensuring accurate system records and documentation.
• Bookkeeping and preparation of accounting records and financial statements in accordance with reporting standards.
• Preparation of portfolio information, trial balances, valuations, financial statements, and liquidation accounts.
• Raised queries and liaised with internal teams to ensure timely resolution.
• Supported senior team members by escalating issues for client meetings.
• Ensured timely completion of timesheets and compliance with company policies and values.
• Performed additional duties as assigned by management.

Key experiences in the audit of Global business companies (Offshore):

• Prepared risk documents for the audit engagements.
• Performed audit testing such as vouching for invoices, checked agreements, verified third-party confirmations, involved in planning and final analytics, prepared materiality level working papers, worked on FS workings, prepared Material Non-Significant Accounts working papers, and checked bank statements amongst others.
• Audit testing performed according to the Company’s Methodology/procedures/ISA.
• Discussed, followed up and coordinated audit technical issues with team members and respective clients.
• Reviewed Financial statements including FS workings, IFRS Disclosure checklist, Casting and Review of FS.
• Provided status and feedback on work performed on a timely basis.
• Acted with objectivity, independence and integrity at all times.
• Worked odd hours to meet statutory/clients’ deadlines.

Key experiences in the audit of domestic entities (Insurance companies):

➢ Assisted senior personnel in performing the following tasks:

• Prepared investment portfolios to confirm the understanding of the investment (buying and selling) process.
• Extracted various resolutions and correspondences such as board meetings, written resolutions of directors, Audit Committee meetings, FSC correspondences, and SEM correspondences and assessed their impact on the audit.
• Tested the operating effectiveness of relevant controls (TOC) for a selected sample of investments.
• Agreed selected sample of investment listing received to contract notes (Bought/contract/investment note and switch notice) and traced to bank statements, trading statements and cash statements.
• Performed the recalculation of the book cost of securities while using foreign exchange rates.
• Performed double counting testing on the securities by agreeing to contract notes and tracing to bank statements.
• Performed investments’ circularization and traced the investment confirmations received to a selected sample.
• Verified trade confirmations from third parties and allocation of details from the fund managers.
• Agreed selected sample of investments to statutory return.

Key experiences in the Risk Management team

➢ Perform below risk procedures for several entities:

• Background checks (Google checks, World checks)
• Know your client
• Sentinel
• Engagement Evaluation
• Client Evaluation
• Letter of Engagement

• Exposed to Audit process tools such as Planning/ Audit Plans.
• Scrutinized bank statements and traced Cashbook transactions to bank statements. ▪ Prepared working papers such as PPE, cash at the bank, expenses, share capital, revenue, and borrowings.
• Performed analytical review and compared prior year figures with current year figures.
• Ensure accounting policies are being followed.
• Prepared financial statements.
• Effected payroll and vouching.
• Performed test on opening balance.
• Performed physical existence test/check on fixed assets.
• Performed stock/inventory count irrespective of the company being assigned to.

• Understood and extracted data while using Monarch;
• Effected payroll and inventory;
• Learned and performed tasks via MySQL;
• Performed General Ledger completeness and Trial Balance movement.

• Understood, cleansed and interpreted data in Microsoft Excel;
• Performed General Ledger completeness and Trial Balance movement;
• Loading of data in a specific tool, followed by analyzing results and providing reports